wells fargo sec filings

© 2020 The Bureau of National Affairs, Inc. Find the latest SEC Filings data for Wells Fargo & Company Common Stock (WFC) at Nasdaq.com. Topics Nasdaq Initiatives Nasdaq Data Please enable JavaScript on your browser and refresh the page. See the Commission’s Order: Release No. Please read © 1999 - 2020 Wells Fargo. We do not guarantee the accuracy or completeness of information on or available through this site, and we are not responsible for inaccuracies or omissions in that information or for actions taken in reliance on that information. Quick Links Log in to access all of your Bloomberg Law products On February 21, 2020, the Commission instituted and simultaneously settled cease-and-desist proceedings against Wells Fargo & Company (the “Respondent” or “Wells Fargo”). For financial reporting, their fiscal year ends on December 31st. Analyst Activity The Fair Fund has been deposited in an interest-bearing account at the United States Treasury’s Bureau of Fiscal Service.On March 10, 2020, the Commission issued an order appointing Miller Kaplan Arase LLP, as the Tax Administrator for the Fair Fund. Wells Fargo & Co. is planning to join the $4.5 trillion exchange-traded fund industry, one of the last major asset managers to enter the fray.The fourth-biggest U.S. bank by assets is seeking to register the Wells Fargo Exchange-Traded Funds Trust with the U.S. Securities and Exchange Commission, according to a Monday The San Francisco-based company joins rivals JPMorgan Chase & Co. and Goldman Sachs Group Inc., which have about $36 billion and $17 billion in their ETFs, respectively.... The fourth-biggest U.S. bank by assets is seeking to register the Wells Fargo Exchange-Traded Funds Trust with the U.S. Securities and Exchange Commission, according to a Monday filing . The Commission found that Wells Fargo violated Section 10(b) of the Exchange Act and Rule 10b-5 thereunder and ordered it to pay a $500 million civil money penalty to the Commission. Title: Exhibit 13 Author: Wells Fargo & Company Subject: Exhibit 13 Keywords: Wells Fargo & Company Created Date: 20200226073100Z The fourth-biggest U.S. bank by assets is seeking to register the Wells Fargo Exchange-Traded Funds Trust with the U.S. Securities and Exchange Commission, according to a Monday filing .

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